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U.S. Commodity Futures Trading Commission (CFTC)
www.cftc.gov
- Trading Basics
- Futures Broker Background & Registration Information
- Consumer Protection and Enforcement Actions
- Law & Regulation
U.S. Securities and Exchange Commission (SEC)
www.sec.gov
- Investor Publications
- Securities Broker Background & Registration Information
- Consumer Protection and Enforcement Actions
- Law & Regulation
- Company filings (EDGAR database)
The Institute for Financial Markets (IFM)
www.theifm.org
- Investor Education
- Broker Ethics Training and Exam Preparation
Managed Funds Association (MFA)
www.managedfunds.org
- Industry Publications and Events
- Industry Yellow Pages
The Options Clearing Corporation (OCC)
www.theocc.com
- Volume and Open Interest Reports
- Introduction to Security Futures
- Operations and Corporate Event Memos
